Serendipities: Language and Lunacy, Umberto Eco
Contents
Preface
Preface
In the introduction to my Search for a Perfect Language (1995), I informed the reader that, bearing in mind the physical limits of a book, I had been forced to omit many curious episodes, and I concluded: “I console myself that I have the material for future excursions in erudition” (6).
I made some of these excursions subsequently, and two of them were the subject of two lectures I gave during my term as Fellow in Residence at the Italian Academy for Advanced Studies at Columbia University in New York (October–December 1996); of these, I have included in this collection only one, the third essay. The second piece in this volume, on the languages of Paradise, I read in April 1997 at a colloquium held in Jerusalem on the concept of Paradise in the three monotheistic religions.
The papers on Gabriel de Foigny and Joseph de Maistre were published in Italian in two collections dedicated to the memory of Luigi Rosiello. All these essays have been revised for the present volume, even though I could not avoid some repetition (which will be convenient, however, for the reader who does not read the chapters from the first to the last).
In collecting these pieces I saw that not only are they parts of the history of the search for a perfect language but they also have something else in common: they speak of errors (such as the European incomprehension of non-European languages or the mystical-reactionary view of language in Maistre, which leads him to absolutely risible etymological games) or else of fictional inventions (as in the case of the Austral language of Foigny, who tells a story that today we would call science fiction but in its own day belonged to the utopian genre).
Dante’s case is a bit different: in reconstructing the situation of Adam in Paradise, the poet perhaps presumed he was telling the truth, but he devised his linguistic model as justification for his poetic activity, and to some extent he adjusted the story to his own purpose, proposing himself as the new Adam.
Dante’s story, however, is even more complex: on the one hand, we suspect that, more or less consciously, he was borrowing ideas from the cabalistic tradition; on the other, we find it curious how some interpreters have got things wrong and have even committed the unforgivable error of believing Dante had the King James Bible at his elbow. And, finally, this story shows how theories can change according to the translation of the Bible that the theorists have at their disposal.
In short, all these erudite excursions of mine are concerned with a linguistics that I would call “lunatic,” and—as I have already said in my book on perfect languages—even the most lunatic experiments can produce strange side effects, stimulating research that proves perhaps less amusing but scientifically more serious.
For this reason, in collecting these essays, I have decided to precede them with a lecture I gave at the University of Bologna for the opening of the 1994–95 academic year. The polemical title is “The Force of Falsity,” and in the lecture I wanted to show how a number of ideas that today we consider false actually changed the world (sometimes for the better, sometimes for the worse) and how, in the best instances, false beliefs and discoveries totally without credibility could then lead to the discovery of something true (or at least something we consider true today). In the field of the sciences, this mechanism is known as serendipity. An excellent example of it is given us by Columbus, who—believing he could reach the Indies by sailing westward—actually discovered America, which he had not intended to discover.
But the concept of serendipity can be broadened. A mistaken project does not always lead to something correct: often (and this is what happened in many projected perfect languages) a project that the author believed right seems to us unrealizable, but for this very reason we understand why something else was right. Take the case of Foigny: he invents a language that cannot work, and he invents it deliberately to parody other languages seriously proposed. But in doing so he helps us see (probably beyond his own intentions) why, on the contrary, the imperfect languages we all speak work fairly well.
In other words, I feel that what links the essays collected here is that they are about ideas, projects, beliefs that exist in a twilight zone between common sense and lunacy, truth and error, visionary intelligence and what now seems to us stupidity, though it was not stupid in its day and we must therefore reconsider it with great respect.
1 THE FORCE OF FALSITY
In the Quaestio quodlibetalis XII, 14, Saint Thomas declares “utrum veritas sit fortior inter vinum et regem et mulierem,” raising, that is, the question of which is more powerful, more convincing, more constrictive: the power of the king, the influence of wine, the charms of woman, or the strength of truth.
Aquinas’s reply respected the king, at whose table he did not, I believe, reject a few good glasses of wine, though he proved he could resist woman’s charms by pursuing with a glowing firebrand the naked courtesan his brothers had introduced into his room to convince him to become a Benedictine rather than dishonor the family by taking the mendicant habit of the Dominicans. As usual, his reply was subtle and articulated: wine, monarch, woman, and truth are not comparable because non sunt unius generis (they do not belong to the same category).
But if we consider them per comparationem ad aliquem effectum (insofar as their effects are concerned), all can stir the human heart to some action. Wine acts on our corporal aspect because it produces drunkenness, and over our sensitive animal nature the delectatio venerea—woman, in short—has power (Thomas did not conceive of possible sexual impulses in the opposite direction that might legitimately affect woman, but we cannot ask Thomas to be Héloise).
As for the practical intellect, it is obvious that the king’s will has power over it, the command of law. But the only force that moves the speculative intellect is truth. And inasmuch as vires corporales subjiciuntur viribus animalibus, vires animales intellectualibus, et intellectuales practicae speculativis … idea simpliciter veritas dignior est et excellentior et fortior (as our corporeal forces depend on the animal ones, and the animal on the intellectual—and so on and so forth—thus truth is stronger than anything else).
Such then is the force of truth. But experience teaches us that often the imposition of truth has been delayed, and its acceptance has come at the price of blood and tears. Is it not possible that a similar force is displayed also by misunderstanding, whereby we can legitimately speak of a force of the false?
To demonstrate that the false (not necessarily in the form of lies but surely in the form of error) has motivated many events of history, I should rely on a criterion of truth. But if I were to choose it too dogmatically, I would risk ending my argument at the very moment I begin it.
Belief in gods, of whatever description, has motivated human history, thus if it were argued that all myths, all revelations of every religion, are nothing but lies, one could only conclude that for millennia we have lived under the dominion of the false.
But in reaching this conclusion, we would be indulging in more than just banal euhemerism: this same skeptical argument would seem singularly akin to the opposing fideistic argument. If we believe in any revealed religion and, for instance, we have to admit that Christ is the son of God, then he is not the Messiah still awaited in Jerusalem. And if Mohammed is the prophet of Allah, then it is mistaken to offer sacrifices to the Plumed Serpent. If we follow the most enlightened and indulgent of deisms, prepared to believe at once in the Communion of Saints and the Great Wheel of the Tao, then we will reject, as fruit of error, the massacre of infidels and heretics. If we are worshipers of Satan, we will consider puerile the Sermon on the Mount.
If we are radical atheists, every faith will be nothing but misunderstanding. Therefore, given that in the course of history many have acted on beliefs in which many others did not believe, we must perforce admit that for each, to a different degree, history has been largely the Theater of an Illusion.
So let us espouse a less contested notion of truth and falsehood, even if it is philosophically debatable (if we listen to philosophers, we must debate everything, and there would be no end to the discussion). Let us adopt the criterion of scientific or historical truth accepted by Western culture: namely, the criterion thanks to which we all agree that Julius Caesar was killed on the Ides of March, that on 19 October 1781 the troops of General Lord Cornwallis surrendered at Yorktown to George Washington, ending the American Revolution, that sulphuric acid is H2SO4, and that the dolphin is a mammal.
Naturally each of these notions is subject to revision on the basis of new discoveries, but for the moment they all are recorded in the encyclopedia, and until proved otherwise we believe, as factual truth, that the chemical composition of water is H2O (and some philosophers hold that such a truth must be valid in all possible worlds).
At this point it can be said that, over the course of history, beliefs