At first glance and for a casual reader, they are disturbing adventures that carry off quaking and dogged characters into pursuit of problems they never formulate. In The Trial, Joseph K. is accused. But he doesn’t know of what. He is doubtless eager to defend himself, but he doesn’t know why. The lawyers find his case difficult. Meanwhile, he does not neglect to love, to eat, or to read his paper. Then he is judged. But the courtroom is very dark. He doesn’t understand much. He merely assumes that he is condemned, but to what he barely wonders. At times he suspects just the same, and he continues living. Some time later two well-dressed and polite gentlemen come to get him and invite him to follow them. Most courteously they lead him into a wretched suburb, put his head on a stone, and slit his throat. Before dying the condemned man says merely: “Like a dog.”
You see that it is hard to speak of a symbol in a tale whose most obvious quality just happens to be naturalness. But naturalness is a hard category to understand. There are works in which the event seems natural to the reader. But there are others (rarer, to be sure) in which the character considers natural what happens to him. By an odd but obvious paradox, the more extraordinary the character’s adventures are, the more noticeable will be the naturalness of the story: it is in proportion to the divergence we feel between the strangeness of a man’s life and the simplicity with which that man accepts it. It seems that this naturalness is Kafka’s.
And, precisely, one is well aware what The Trial means. People have spoken of an image of the human condition. To be sure. Yet it is both simpler and more complex. I mean that the significance of the novel is more particular and more personal to Kafka. To a certain degree, he is the one who does the talking, even though it is me he confesses. He lives and he is condemned. He learns this on the first pages of the novel he is pursuing in this world, and if he tries to cope with this, he nonetheless does so without surprise.
He will never show sufficient astonishment at this lack of astonishment. It is by such contradictions that the first signs of the absurd work are recognized. The mind projects into the concrete its spiritual tragedy. And it can do so solely by means of a perpetual paradox which confers on colors the power to express the void and on daily gestures the strength to translate eternal ambitions.
Likewise, The Castle is perhaps a theology in action, but it is first of all the individual adventure of a soul in quest of its grace, of a man who asks of this world’s objects their royal secret and of women the signs of the god that sleeps in them. Metamorphosis, in turn, certainly represents the horrible imagery of an ethic of lucidity. But it is also the product of that incalculable amazement man feels at being conscious of the beast he becomes effortlessly.
In this fundamental ambiguity lies Kafka’s secret. These perpetual oscillations between the natural and the extraordinary, the individual and the universal, the tragic and the everyday, the absurd and the logical, are found throughout his work and give it both its resonance and its meaning. These are the paradoxes that must be enumerated, the contradictions that must be strengthened, in order to understand the absurd work.
A symbol, indeed, assumes two planes, two worlds of ideas and sensations, and a dictionary of correspondences between them. This lexicon is the hardest thing to draw up. But awaking to the two worlds brought face to face is tantamount to getting on the trail of their secret relationships. In Kafka these two worlds are that of everyday life on the one hand and, on the other, that of supernatural anxiety.[26] It seems that we are witnessing here an interminable exploitation of Nietzsche’s remark: “Great problems are in the street.”
There is in the human condition (and this is a commonplace of all literatures) a basic absurdity as well as an implacable nobility. The two coincide, as is natural. Both of them are represented, let me repeat, in the ridiculous divorce separating our spiritual excesses and the ephemeral joys of the body. The absurd thing is that it should be the soul of this body which it transcends so inordinately. Whoever would like to represent this absurdity must give it life in a series of parallel contrasts. Thus it is that Kafka expresses tragedy by the everyday and the absurd by the logical.
An actor lends more force to a tragic character the more careful he is not to exaggerate it. If he is moderate, the horror he inspires will be immoderate. In this regard Greek tragedy is rich in lessons. In a tragic work fate always makes itself felt better in the guise of logic and naturalness. CEdipus’s fate is announced in advance. It is decided supernaturally that he will commit the murder and the incest.
The drama’s whole effort is to show the logical system which, from deduction to deduction, will crown the hero’s misfortune. Merely to announce to us that uncommon fate is scarcely horrible, because it is improbable. But if its necessity is demonstrated to us in the framework of everyday life, society, state, familiar emotion, then the horror is hallowed. In that revolt that shakes man and makes him say: “That is not possible,” there is an element of desperate certainty that “that” can be.
This is the whole secret of Greek tragedy, or at least of one of its aspects. For there is another which, by a reverse method, would help us to understand Kafka better. The human heart has a tiresome tendency to label as fate only what crushes it. But happiness likewise, in its way, is without reason, since it is inevitable. Modern man, however, takes the credit for it himself, when he doesn’t fail to recognize it. Much could be said, on the contrary, about the privileged fates of Greek tragedy and those favored in legend who, like Ulysses, in the midst of the worst adventures are saved from themselves. It was not so easy to return to Ithaca.
What must be remembered in any case is that secret complicity that joins the logical and the everyday to the tragic. This is why Samsa, the hero of Metamorphosis, is a traveling salesman. This is why the only thing that disturbs him in the strange adventure that makes a vermin of him is that his boss will be angry at his absence. Legs and feelers grow out on him, his spine arches up, white spots appear on his belly and I shall not say that this does not astonish him, for the effect would be spoiled—but it causes him a “slight annoyance.”
The whole art of Kafka is in that distinction. In his central work, The Castle, the details of everyday life stand out, and yet in that strange novel in which nothing concludes and everything begins over again, it is the essential adventure of a soul in quest of its grace that is represented. That translation of the problem into action, that coincidence of the general and the particular are recognized likewise in the little artifices that belong to every great creator.
In The Trial the hero might have been named Schmidt or Franz Kafka. But he is named Joseph K. He is not Kafka and yet he is Kafka. He is an average European. He is like everybody else. But he is also the entity K. who is the x of this flesh-and-blood equation.
Likewise, if Kafka wants to express the absurd, he will make use of consistency. You know the story of the crazy man who was fishing in a bathtub. A doctor with ideas as to psychiatric treatments asked him “if they were biting,” to which he received the harsh reply: “Of course not, you fool, since this is a bathtub.” That story belongs to the baroque type. But in it can be grasped quite clearly to what a degree the absurd effect is linked to an excess of logic. Kafka’s world is in truth an indescribable universe in which man allows himself the tormenting luxury of fishing in a bathtub, knowing that nothing will come of it.
Consequently, I recognize here a work that is absurd in its principles. As for The Trial, for instance, I can indeed say that it is a complete success. Flesh wins out.
Nothing is lacking, neither the unexpressed revolt (but it is what is writing), nor lucid and mute despair (but it is what is creating), nor that amazing freedom of manner which the characters of the novel exemplify until their ultimate death.
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Yet this world is not so closed as it seems. Into this universe devoid of progress, Kafka is going to introduce hope in a strange form. In this regard The Trial and The Castle do not follow the same direction. They complement each other. The
