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Hope and the Absurd in the Work of Franz Kafka
fishing in a bathtub, knowing that nothing will come of it.

Consequently, I recognize here a work that is absurd in its principles. As for The Trial, for instance, I can indeed say that it is a complete success. Flesh wins out.

Nothing is lacking, neither the unexpressed revolt (but it is what is writing), nor lucid and mute despair (but it is what is creating), nor that amazing freedom of manner which the characters of the novel exemplify until their ultimate death.


Yet this world is not so closed as it seems. Into this universe devoid of progress, Kafka is going to introduce hope in a strange form. In this regard The Trial and The Castle do not follow the same direction. They complement each other. The barely perceptible progression from one to the other represents a tremendous conquest in the realm of evasion. The Trial propounds a problem which The Castle, to a certain degree, solves. The first describes according to a quasi scientific method and without concluding. The second, to a certain degree, explains. The Trial diagnoses, and The Castle imagines a treatment. But the remedy proposed here does not cure. It merely brings the malady back into normal life. It helps to accept it. In a certain sense (let us think of Kierkegaard), it makes people cherish it.

The Land Surveyor K. cannot imagine another anxiety than the one that is tormenting him. The very people around him become attached to that void and that nameless pain, as if suffering assumed in this case a privileged aspect. “How I need you,” Frieda says to K. “How forsaken I feel, since knowing you, when you are not with me.” This subtle remedy that makes us love what crushes us and makes hope spring up in a world without issue, this sudden “leap” through which everything is changed, is the secret of the existential revolution and of The Castle itself.

Few works are more rigorous in their development than The Castle. K. is named Land Surveyor to the Castle and he arrives in the village. But from the village to the Castle it is impossible to communicate. For hundreds of pages K. persists in seeking his way, makes every advance, uses trickery and expedients, never gets angry, and with disconcerting good will tries to assume the duties entrusted to him. Each chapter is a new frustration. And also a new beginning. It is not logic, but consistent method.

The scope of that insistence constitutes the work’s tragic quality. When K. telephones to the Castle, he hears confused, mingled voices, vague laughs, distant invitations. That is enough to feed his hope, like those few signs appearing in summer skies or those evening anticipations which make up our reason for living. Here is found the secret of the melancholy peculiar to Kafka. The same, in truth, that is found in Proust’s work or in the landscape of Plotinus: a nostalgia for a lost paradise. “I become very sad,” says Olga, “when Barnabas tells me in the morning that he is going to the Castle: that probably futile trip, that probably wasted day, that probably empty hope.”

“Probably”—on this implication Kafka gambles his entire work. But nothing avails; the quest of the eternal here is meticulous. And those inspired automata, Kafka’s characters, provide us with a precise image of what we should be if we were deprived of our distractions[2] and utterly consigned to the humiliations of the divine.

In The Castle that surrender to the everyday becomes an ethic. The great hope of K. is to get the Castle to adopt him. Unable to achieve this alone, his whole effort is to deserve this favor by becoming an inhabitant of the village, by losing the status of foreigner that everyone makes him feel. What he wants is an occupation, a home, the life of a healthy, normal man. He can’t stand his madness any longer. He wants to be reasonable. He wants to cast off the peculiar curse that makes him a stranger to the village.

The episode of Frieda is significant in this regard. If he takes as his mistress this woman who has known one of the Castle’s officials, this is because of her past. He derives from her something that transcends him while being aware of what makes her forever unworthy of the Castle.

This makes one think of Kierkegaard’s strange love for Regina Olsen. In certain men, the fire of eternity consuming them is great enough for them to burn in it the very heart of those closest to them. The fatal mistake that consists in giving to God what is not God’s is likewise the subject of this episode of The Castle. But for Kafka it seems that this is not a mistake. It is a doctrine and a “leap.” There is nothing that is not God’s.

Even more significant is the fact that the Land Surveyor breaks with Frieda in order to go toward the Barnabas sisters. For the Barnabas family is the only one in the village that is utterly forsaken by the Castle and by the village itself. Amalia, the elder sister, has rejected the shameful propositions made her by one of the Castle’s officials.

The immoral curse that followed has forever cast her out from the love of God. Being incapable of losing one’s honor for God amounts to making oneself unworthy of his grace. You recognize a theme familiar to existential philosophy: truth contrary to morality. At this point things are far-reaching.

For the path pursued by Kafka’s hero from Frieda to the Barnabas sisters is the very one that leads from trusting love to the deification of the absurd. Here again Kafka’s thought runs parallel to Kierkegaard. It is not surprising that the “Barnabas story” is placed at the end of the book. The Land Surveyor’s last attempt is to recapture God through what negates him, to recognize him, not according to our categories of goodness and beauty, but behind the empty and hideous aspects of his indifference, of his injustice, and of his hatred.

That stranger who asks the Castle to adopt him is at the end of his voyage a little more exiled because this time he is unfaithful to himself, forsaking morality, logic, and intellectual truths in order to try to enter, endowed solely with his mad hope, the desert of divine grace.[3]


The word “hope” used here is not ridiculous. On the contrary, the more tragic the condition described by Kafka, the firmer and more aggressive that hope becomes. The more truly absurd The Trial is, the more moving and illegitimate the impassioned “leap” of The Castle seems. But we find here again in a pure state the paradox of existential thought as it is expressed, for instance, by Kierkegaard: “Earthly hope must be killed; only then can one be saved by true hope,” [4] which can be translated: “One has to have written The Trial to undertake The Castle.”
Most of those who have spoken of Kafka have indeed defined his work as a desperate cry with no recourse left to man. But this calls for review. There is hope and hope.

To me the optimistic work of Henri Bordeaux seems peculiarly discouraging. This is because it has nothing for the discriminating. Malraux’s thought, on the other hand, is always bracing. But in these two cases neither the same hope nor the same despair is at issue. I see merely that the absurd work itself may lead to the infidelity I want to avoid. The work which was but an ineffectual repetition of a sterile condition, a lucid glorification ol the ephemeral, becomes here a cradle of illusions. It explains, it gives a shape to hope. The creator can no longer divorce himself from it. It is not the tragic game it was to be. It gives a meaning to the author’s life.

It is strange in any case that works of related inspiration like those of Kafka, Kierkegaard, or Chestov—those, in short, of existential novelists and philosophers completely oriented toward the Absurd and its consequences—should in the long run lead to that tremendous cry of hope.

They embrace the God that consumes them. It is through humility that hope enters in. For the absurd of this existence assures them a little more of supernatural reality. If the course of this life leads to God, there is an outcome after all. And the perseverance, the insistence with which Kierkegaard, Chestov, and Kafka’s heroes repeat their itineraries are a special warrant of the uplifting power of that certainty.[5]

Kafka refuses his god moral nobility, evidence, virtue, coherence, but only the better to fall into his arms. The absurd is recognized, accepted, and man is resigned to it, but from then on we know that it has ceased to be the absurd. Within the limits of the human condition, what greater hope than the hope that allows an escape from that condition? As I see once more, existential thought in this regard (and contrary to current opinion) is steeped in a vast hope.

The very hope which at the time of early Christianity and the spreading of the good news inflamed the ancient world. But in that leap that characterizes all existential thought, in that insistence, in that surveying of a divinity devoid of surface, how can one fail to see the mark of a lucidity that repudiates itself?

It is merely claimed that this is pride abdicating to save itself. Such a repudiation would be fecund. But this does not change that. The moral value of lucidity cannot be diminished in my eyes by calling it sterile like all pride. For a truth

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fishing in a bathtub, knowing that nothing will come of it. Consequently, I recognize here a work that is absurd in its principles. As for The Trial, for instance, I