The serious weakness of this story is that the motives of Spartacus himself are never made clear. The Roman lawyer Fulvius, who joins the rebellion and acts as its chronicler, sets forth the familiar dilemma of ends and means. You can achieve nothing unless you are willing to use force and cunning, but in using them you pervert your original aims. Spartacus, however, is not represented as power hungry, nor, on the other hand, as a visionary.
He is driven onwards by some obscure force which he does not understand, and he is frequently in two minds as to whether it would not be better to throw up the whole adventure and flee to Alexandria while the going is good. The slaves’ republic is in any case wrecked rather by hedonism than by the struggle for power. The slaves are discontented with their liberty because they still have to work, and the final break-up happens because the more turbulent and less civilized slaves, chiefly Gauls and Germans, continue to behave like bandits after the republic has been established.
This may be a true account of events — naturally we know very little about the slave rebellions of antiquity — but by allowing the Sun City to be destroyed because Crixus the Gaul cannot be prevented from looting and raping, Koestler has faltered between allegory and history. If Spartacus is the prototype of the modern revolutionary — and obviously he is intended as that — he should have gone astray because of the impossibility of combining power with righteousness. As it is, he is an almost passive figure, acted upon rather than acting, and at times not convincing. The story partly fails because the central problem of revolution has been avoided or, at least, has not been solved.
It is again avoided in a subtler way in the next book, Koestler’s masterpiece, Darkness at Noon. Here, however, the story is not spoiled, because it deals with individuals and its interest is psychological. It is an episode picked out from a background that does not have to be questioned. Darkness at Noon describes the imprisonment and death of an Old Bolshevik, Rubashov, who first denies and ultimately confesses to crimes which he is well aware he has not committed. The grown-upness, the lack of surprise or denunciation, the pity and irony with which the story is told, show the advantage, when one is handling a theme of this kind, of being a European. The book reaches the stature of tragedy, whereas an English or American writer could at most have made it into a polemical tract. Koestler has digested his material and can treat it on the aesthetic level. At the same time his handling of it has a political implication, not important in this case but likely to be damaging in later books.
Naturally the whole book centres round one question: Why did Rubashov confess? He is not guilty — that is, not guilty of anything except the essential crime of disliking the Stalin régime. The concrete acts of treason in which he is supposed to have engaged are all imaginary. He has not even been tortured, or not very severely. He is worn down by solitude, toothache, lack of tobacco, bright lights glaring in his eyes, and continuous questioning, but these in themselves would not be enough to overcome a hardened revolutionary. The Nazis have previously done worse to him without breaking his spirit. The confessions obtained in the Russian state trials are capable of three explanations:
That the accused were guilty.
That they were tortured, and perhaps blackmailed by threats to relatives and friends.
That they were actuated by despair, mental bankruptcy and the habit of loyalty to the Party.
For Koestler’s purpose in Darkness at Noon 1 is ruled out, and though this is not the place to discuss the Russian purges, I must add that what little verifiable evidence there is suggests that the trials of the Bolsheviks were frame-ups. If one assumes that the accused were not guilty — at any rate, not guilty of the particular things they confessed to — then 2 is the common-sense explanation. Koestler, however, plumps for 3, which is also accepted by the Trotskyist Boris Souvarine, in his pamphlet Cauchemar en U.R.S.S. Rubashov ultimately confesses because he cannot find in his own mind any reason for not doing so. Justice and objective truth have long ceased to have any meaning for him. For decades he has been simply the creature of the Party, and what the Party now demands is that he shall confess to non-existent crimes.
In the end, though he had to be bullied and weakened first, he is somewhat proud of his decision to confess. He feels superior to the poor Czarist officer who inhabits the next cell and who talks to Rubashov by tapping on the wall. The Czarist officer is shocked when he learns that Rubashov intends to capitulate. As he sees it from his ‘bourgeois’ angle, everyone ought to stick to his guns, even a Bolshevik. Honour, he says, consists in doing what you think right. ‘Honour is to be useful without fuss,’ Rubashov taps back; and he reflects with a certain satisfaction that he is tapping with his pince-nez while the other, the relic of the past, is tapping with a monocle. Like Burkharin, Rubashov is ‘looking out upon black darkness’. What is there, what code, what loyalty, what notion of good and evil, for the sake of which he can defy the Party and endure further torment?
He is not only alone, he is also hollow. He has himself committed worse crimes than the one that is now being perpetrated against him. For example, as a secret envoy of the Party in Nazi Germany, he has got rid of disobedient followers by betraying them to the Gestapo. Curiously enough, if he has any inner strength to draw upon, it is the memories of this boyhood when he was the son of a landowner. The last thing he remembers, when he is shot from behind, is the leaves of poplar trees on his father’s estate. Rubashov belongs to the older generation of Bolsheviks that was largely wiped out in the purges.
He is aware of art and literature, and of the world outside Russia. He contrasts sharply with Gletkin, the young G.P.U. man who conducts his interrogation, and who is the typical ‘good party man’, completely without scruples or curiosity, a thinking gramophone. Rubashov, unlike Gletkin, does not have the Revolution as his starting-point. His mind was not a blank sheet when the Party got hold of it. His superiority to the other is finally traceable to his bourgeois origin.
One cannot, I think, argue that Darkness at Noon is simply a story dealing with the adventures of an imaginary individual. Clearly it is a political book, founded on history and offering an interpretation of disputed events. Rubashov might be called Trotsky, Bukharin Rakovky or some other relatively civilized figure among the Old Bolsheviks. If one writes about the Moscow trials one must answer the question, ‘Why did the accused confess?’ and which answer one makes is a political decision. Koestler answers, in effect, ‘Because these people had been rotted by the Revolution which they served’, and in doing so he comes near to claiming that revolutions are of their nature bad.
If one assumes that the accused in the Moscow trials were made to confess by means of some kind of terrorism, one is only saying that one particular set of revolutionary leaders has gone astray. Individuals, and not the situation, are to blame. The implication of Koestler’s book, however, is that Rubashov in power would be no better than Gletkin: or rather, only better in that his outlook is still partly pre-revolutionary. Revolution, Koestler seems to say, is a corrupting process. Really enter into the Revolution and you must end up as either Rubashov or Gletkin. It is not merely that ‘power corrupts’: so also do the ways of attaining power. Therefore, all efforts to regenerate society by violent means lead to the cellars of the O.G.P.U., Lenin leads to Stalin, and would have come to resemble Stalin if he had happened to survive.
Of course, Koestler does not say this explicitly, and perhaps is not altogether conscious of it. He is writing about darkness, but it is darkness at what ought to be noon. Part of the time he feels that things might have turned out differently. The notion that so-and-so has ‘betrayed’, that things have only gone wrong because of individual wickedness, is ever present in left-wing thought. Later, in Arrival and Departure, Koestler swings over much further towards the anti-revolutionary position, but in between these two books there is another, Scum of the Earth, which is straight autobiography and has only an indirect bearing upon the problems raised by Darkness at Noon. True to his life-style, Koestler was caught in France by the outbreak of war and, as a foreigner and a known anti-Fascist, was promptly arrested and interned by the Daladier Government.
He spent the first nine months of war mostly in a prison camp, then, during the collapse of France, escaped and travelled by devious routes to England, where he was once again thrown into prison as an enemy alien. This time he was soon released, however. The book is a valuable piece of reportage, and together with a few other scraps of honest writing that happened to be produced at the time of the débâcle, it is a reminder of the depths that bourgeois democracy can descend to. At this moment, with France